Applicable

(Y)es / (N)o

(C)onfidentiality

(I)ntegrity

(A)vailability

RPN

(C+I+A)

(S)atisfactory

L1

M2

H3

L1

M2

H3

L1

M2

H3

(O)ther than satisfactory +##

ma-1

system maintenance policy and procedures

assessment objective:

Determine if the organization:

ma-1(a)(1)

mma-1(a)(1)[1]

develops and documents a system maintenance policy that addresses:

ma-1(a)(1)[1][a]

purpose;

ma-1(a)(1)[1][b]

scope;

ma-1(a)(1)[1][c]

roles;

ma-1(a)(1)[1][d]

responsibilities;

ma-1(a)(1)[1][e]

management commitment;

ma-1(a)(1)[1][f]

coordination among organizational entities;

ma-1(a)(1)[1][g]

compliance;

ma-1(a)(1)[2]

defines  personnel or roles to whom the system maintenance policy is to be disseminated;

ma-1(a)(1)[3]

disseminates the system maintenance policy to organization-defined personnel or roles;

ma-1(a)(2)

ma-1(a)(2)[1]

develops and documents procedures to facilitate the implementation of the maintenance policy and associated system maintenance controls;

ma-1(a)(2)[2]

defines personnel or roles to whom the procedures are to be disseminated;

ma-1(a)(2)[3]

disseminates the procedures to organization-defined personnel or roles;

ma-1(b)(1)

ma-1(b)(1)[1]

defines the frequency to review and update the current system maintenance policy;

ma-1(b)(1)[2]

reviews and updates the current system maintenance policy with the organization-defined frequency;

ma-1(b)(2)

ma-1(b)(2)[1]

defines the frequency to review and update the current system maintenance procedures; and

ma-1(b)(2)[2]

reviews and updates the current system maintenance procedures with the organization-defined frequency.  

potential assessment methods and objects:

Examine: [select from: Maintenance policy and procedures; other relevant documents or records].

Interview: [select from: Organizational personnel with maintenance responsibilities; organizational personnel with information security responsibilities].