Applicable

(Y)es / (N)o

(C)onfidentiality

(I)ntegrity

(A)vailability

RPN

(C+I+A)

(S)atisfactory

L1

M2

H3

L1

M2

H3

L1

M2

H3

(O)ther than satisfactory +##

ia-1

identification and authentication policy and procedures

assessment objective:

Determine if the organization:

ia-1(a)(1)

ia-1(a)(1)[1]

develops and documents an identification and authentication policy that addresses:

ia-1(a)(1)[1][a]

purpose;

ia-1(a)(1)[1][b]

scope;

ia-1(a)(1)[1][c]

roles;

ia-1(a)(1)[1][d]

responsibilities;

ia-1(a)(1)[1][e]

management commitment;

ia-1(a)(1)[1][f]

coordination among organizational entities;

ia-1(a)(1)[1][g]

compliance;

ia-1(a)(1)[2]

defines  personnel or roles to whom the identification and authentication policy is to be disseminated; and

ia-1(a)(1)[3]

disseminates the identification and authentication policy to organization-defined personnel or roles;

ia-1(a)(2)

ia-1(a)(2)[1]

develops and documents procedures to facilitate the implementation of the identification and authentication policy and associated identification and authentication controls;

ia-1(a)(2)[2]

defines personnel or roles to whom the procedures are to be disseminated;

ia-1(a)(2)[3]

disseminates the procedures to organization-defined personnel or roles;

ia-1(b)(1)

ia-1(b)(1)[1]

defines the frequency to review and update the current identification and authentication policy;

ia-1(b)(1)[2]

reviews and updates the current identification and authentication policy with the organization-defined frequency; and

ia-1(b)(2)

ia-1(b)(2)[1]

defines the frequency to review and update the current identification and authentication procedures; and

ia-1(b)(2)[2]

reviews and updates the current identification and authentication procedures with the organization-defined frequency.  

potential assessment methods and objects:

Examine: [select from: Identification and authentication policy and procedures; other relevant documents or records].

Interview: [select from: Organizational personnel with identification and authentication responsibilities; organizational personnel with information security responsibilities].