Applicable

(Y)es / (N)o

(C)onfidentiality

(I)ntegrity

(A)vailability

RPN

(C+I+A)

(S)atisfactory

L1

M2

H3

L1

M2

H3

L1

M2

H3

(O)ther than satisfactory +##

au-11(1)

audit record retention | long-term retrieval capability

assessment objective:

Determine if the organization:

au-11(1)[1]

defines measures to be employed to ensure that long-term audit records generated by the information system can be retrieved; and

au-11(1)[2]

employs organization-defined measures to ensure that long-term audit records generated by the information system can be retrieved.

potential assessment methods and objects:

Examine: [select from: Audit and accountability policy; audit record retention policy and procedures; information system design documentation; information system configuration settings and associated documentation; audit record archives; audit logs; audit records; other relevant documents or records].

Interview: [select from: Organizational personnel with audit record retention responsibilities; organizational personnel with information security responsibilities; system/network administrators].

Test: [select from: Automated mechanisms implementing audit record retention capability].